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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-04-01
  • TX RA
    APPROVED
    Since 2024-04-01

Branch Locations

1900 N. Akard St. 5Th And 6Th Fl., Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Dallas TX 12/2014 04/2019
Stifel Nicolaus & Co Inc Dallas TX 04/2019 07/2022
Raymond James & Associates, Inc. Dallas TX 07/2022 03/2024
Jpmorgan Chase Bank Na Dallas TX 03/2024 Present
Jpmorgan Securities Llc Dallas TX 03/2024 Present
Applied Silver Inc. Hayward CA 12/2012 Present
  • 12/2014 → 04/2019
    Bank Of America, N.A.
    Dallas, TX
  • 04/2019 → 07/2022
    Stifel Nicolaus & Co Inc
    Dallas, TX
  • 07/2022 → 03/2024
    Dallas, TX
  • 03/2024 → Present
    Jpmorgan Chase Bank Na
    Dallas, TX
  • 03/2024 → Present
    Jpmorgan Securities Llc
    Dallas, TX
  • 12/2012 → Present
    Applied Silver Inc.
    Hayward, CA
Previous Registrations
Other Businesses

Entity Name: Applied Silver Inc. Investment related: No "Address: 26254 Eden Landing Rd, Hayward, CA 94545 https://www.appliedsilver.com/" Nature of the other business: Cleaning Products Position/Title/Relationship: Owner/Partner Start Date: 12/28/2012 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Startup I co-founded while in college. SilvaClean® by Applied Silver, Inc. is a laundry additive developed to provide residual post-laundry antimicrobial activity for textiles. Utilizing patented silver ion technology, SilvaClean® integrates seamlessly into commercial and industrial laundry processes, treating textiles to residually kill specific pathogens* and inhibit the growth of stain- and odor-causing bacteria, mold, and mildew. My connection today is only that of a shareholder."

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-18
  • S66 Uniform Combined State Law Examination
    2015-03-18
Other Names
  • Jake Wingall

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