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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-30 |
| NY | RA | APPROVED | 2021-10-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Chase | Rego Park | NY | 11/2016 | 09/2018 |
| New York Life Ins Co | Rego Park | NY | 12/2014 | 11/2016 |
| Jpmorgan Securities, Llc | Rego Park | NY | 11/2016 | 09/2018 |
| Hsbc Bank Usa National Association | New Hyde Park | NY | 08/2018 | 08/2021 |
| Hsbc Securities Usa Inc | New Hyde Park | NY | 08/2018 | 08/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2021 | Present |
| Bank Of America N.A. | New York | NY | 08/2021 | Present |
I*517004 For profit or not for profit: Entity For Profit Name of outside business organization: Rental Investment related: N Address of business: orlando, Florida, 32825 Nature of business: ["Sole Proprietorship"] Position, title, association: ["Owner"], Start date of relationship: 7/1/2020 Number of hours devoted: 0 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: , Rental business located in Florida
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2017-02-17 |
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