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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-15 |
| NC | RA | APPROVED | 2020-01-17 |
Branch Locations
13733 Conlan Cir, Charlotte, NC 28277 • United States
6450 Weddington Rd, Wesley Chapel, NC 28104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Charlotte | NC | 05/2015 | 05/2017 |
| Tiaa | Charlotte | NC | 05/2015 | 06/2017 |
| Wells Fargo Bank Na | Spartanburg | SC | 06/2017 | 10/2019 |
| Wells Fargo Clearing Services, Llc. | Spartanburg | SC | 06/2017 | 11/2019 |
| Sports Link | Charlotte | NC | 06/2016 | 05/2017 |
| Jp Morgan Securities, Llc | Charlotte | NC | 11/2019 | 07/2024 |
| Jp Morgan Chase Bank, N.A. | Charlotte | NC | 11/2019 | 07/2024 |
| Jp Morgan Chase Bank Na | Charlotte | NC | 07/2024 | Present |
| Jp Morgan Securities, Ll | Charlotte | NC | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-06-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-10 |
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