Best Investors
Account
Sign in
Best Investors
Account
Sign in
Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-03-27 |
| WA | RA | APPROVED | 2018-06-04 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Redmond | WA | 01/2013 | Present |
| Wells Fargo Advisors, Llc | Redmond | WA | 12/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Redmond | WA | 11/2016 | Present |
UBER EATS, NOT INV RELATED, BELLEVUE, WA, DELIVERY DRIVER, START 2/17/2023, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, FOOD DELIVERY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-18 |
Reach out to this advisor