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Sammy Williams

J.P. Morgan Securities LLC

Hewlett, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-02-03
  • NY RA
    APPROVED
    Since 2022-02-03

Branch Locations

1304 Broadway, Hewlett, NY 11557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Rockville Centre NY 12/2014 01/2022
Jp Morgan Chase Bank Rockville Centre NY 12/2014 01/2022
Jp Morgan Chase Bank, N.A. Hewlett NY 01/2022 Present
J.P. Morgan Securities Llc Hewlett NY 01/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-23
S63 Uniform Securities Agent State Law Examination 2015-02-10
  • S66 Uniform Combined State Law Examination
    2021-09-23
  • S63 Uniform Securities Agent State Law Examination
    2015-02-10
Other Names
  • Sammy J Williams
  • Sammy Williams
  • Sammy Junior Williams

View on SEC IAPD

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CITIGROUP GLOBAL MARKETS INC. · Hewlett, NY
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JST CAPITAL ADVISORS, LLC · HEWLETT, NY
LPL FINANCIAL LLC · HEWLETT, NY
WELLS FARGO CLEARING SERVICES, LLC · HEWLETT, NY
LPL FINANCIAL LLC · HEWLETT, NY
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