Joshua Jacob Bauer

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2023-06-29

TN RA
APPROVED

Since 2023-06-29

Branch Locations

818 E. 10Th Street, Cookeville, TN 38501 • United States

365 Westgate Dr, Baxter, TN 38544 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cantrell Financial Services	Cookville	TN	05/2011	10/2024
Voya Financial Advisors	Cookeville	TN	09/2014	06/2021
Cetera Wealth Services, Llc	El Segundo	CA	06/2021	Present
Cetera Investment Advisers Llc	Schaumburg	IL	06/2023	Present
Horse Hideaway Llc	Baxter	TN	11/2025	Present

05/2011 → 10/2024

Cantrell Financial Services

Cookville, TN
09/2014 → 06/2021

Voya Financial Advisors

Cookeville, TN
06/2021 → Present

Cetera Wealth Services, Llc

El Segundo, CA
06/2023 → Present

Cetera Investment Advisers Llc

Schaumburg, IL
11/2025 → Present

Horse Hideaway Llc

Baxter, TN

Previous Registrations

2011-06-07 → 2021-06-09

Voya Financial Advisors, Inc.

Cookeville, TN

Windsor, CT
2006-01-10 → 2011-06-02

Thrivent Investment Management Inc.

Cookeville, TN

Cookeville, TN

Other Businesses

1. NAME OF ENTITY: Jennifer Bauer Gaited Horsemanship; Yes; 365 WESTGATE DRIVE; BAXTER; TN; 38544; Horses - Training, Clinics, etc; Admin; 6/6/2011; 20; 20; Helps wife with administration duties, including mailling of DVDs, answering emails, newsletter. 2. NAME OF ENTITY: highland rim academy; No; 1621 N Washington Ave; Cookeville; TN; 38501; chaperone and bus driver.; Assistant Cross Country Coach; 9/20/2020; 5; 0; chaperone and bus driver 3. NAME OF OTHER BUSINESS: EVOLVE FINANCIAL ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 04/2024, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: JOSHUA BAUER - SHORT TERM RENTAL; INVESTMENT RELATED: NO; ADDRESS: 5430 DOUBLEVIEW CIR, BAXTER, TN 38544; NATURE OF BUSINESS: SHORT TERM RENTAL; START DATE: 6/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP MANAGE AIRBNB LISTING FOR HOUSE LOCATED NEXT TO OUR PRIMARY RESIDENCE; 5. NAME OF OTHER BUSINESS: HORSE HIDEAWAY LLC, INVESTMENT RELATED: NO, ADDRESS: 5430 DOUBLEVIEW DR, BAXTER, TN 38544, NATURE OF BUSINESS: REAL ESTATE, START DATE: 11/2025, POSITION/TITLE/RELATIONSHIP: OWNER, , APX NUMBER OF HOURS PER WEEK: 10 , APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: COMMUNICATION WITH GUESTS, MAINTENANCE AND SOME CLEANING;