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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-19
IL RA APPROVED 2012-08-03
  • TX RA
    APPROVED_RES
    Since 2013-03-19
  • IL RA
    APPROVED
    Since 2012-08-03

Branch Locations

2 Woodcrest Professional Park, Highland, IL 62249 • United States

143 N. Kansas Street, Edwardsville, IL 62025 • United States

222 E Main St, Belleville, IL 62220 • United States

322 State Street, Alton, IL 62002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Edwardsville IL 08/2012 Present
  • 08/2012 → Present
    Lpl Financial
    Edwardsville, IL
Previous Registrations
  • 2009-01-12 → 2012-08-06
    Belleville, IL
    St Louis, MO
    St. Louis, MO
Other Businesses

1. 08/03/2012 - SCHEFFEL FINANCIAL SERVICES, INC\ DBA ONLY\ 100%\ EDWARDSVILLE, IL. 2. 12/5/2013: NON-VARIABLE INSURANCE - BROKERAGE UNLIMITED - BROKERAGE UNLIMITED IS A THIRD PARTY WE USE FOR INSURANCE BUSINESS. - TIME SPENT 1% - EDWARDSVILLE, IL. 3. 01/10/2024 - No Business Name - Inv Related - Branson, MO - Real Estate Rental - Started: 6/1/2021 - 2 Hrs/Mo; 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-31
S63 Uniform Securities Agent State Law Examination 2008-05-29
  • S66 Uniform Combined State Law Examination
    2008-12-31
  • S63 Uniform Securities Agent State Law Examination
    2008-05-29

View on SEC IAPD

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