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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Wauwatosa | WI | 12/2014 | 10/2016 |
| The Prudential Insurance Company Of America | Wauwatosa | WI | 12/2014 | 10/2016 |
| U.S. Bancorp Investments, Inc. | Milwaukee | WI | 12/2016 | 02/2026 |
| U.S. Bank | Milwaukee | WI | 10/2016 | 02/2026 |
| U.S. Bancorp Advisors, Llc | Milwaukee | WI | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-06-27 |
| S63 | Uniform Securities Agent State Law Examination | 2015-03-06 |
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