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Fernando Riojas

Raymond James & Associates, Inc.

Miami, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-05-10
FL RA APPROVED 2021-05-28
  • TX RA
    APPROVED_RES
    Since 2024-05-10
  • FL RA
    APPROVED
    Since 2021-05-28

Branch Locations

600 Brickell Avenue Suites 1875 And 2250, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 10/2014 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 05/2021
Raymond James & Associates, Inc. Miami FL 05/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-02-23
  • S66 Uniform Combined State Law Examination
    2015-02-23

View on SEC IAPD

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