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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-23 |
| IN | RA | APPROVED | 2024-10-30 |
Branch Locations
8888 Keystone Crossing Suite 1600, Indianapolis, IN 46240 • United States
Indianapolis, IN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Co | Indianapolis | IN | 01/2016 | Present |
| Mml Investors Services, Llc | Indianapolis | IN | 02/2016 | Present |
(1) Name: Ivy Bell Pups Inv rel: N Addr: At residential address Nature: Puppy Breeding Position: Owner Start: 09/01/2022 No hrs/mo: 0.75 No hrs/mo dur trading: 0 Duties: Breed golden retriever puppies. (2) Name: Airbnb/Vrbo Inv rel: Y Addr: At residential address Nature: Rental Income Position: Owner Start: 09/01/2022 No hrs/mo: 2 No hrs/mo dur trading: 0 Duties: Rental properties. (3) Name: Sigma Phi Epsilon Inv rel: N Addr: 1101 West Riverside Ave Munice IN 46307 Nature: Alumni volunteer board for undergraduate fraternity Position: Chapter Advisor Start: 5/1/2023 No hrs/mo: 3 No hrs/mo dur trading: 0 Duties: Assist in back end finances of running chapter facility and mentor undergrads. Budgeting and decisions on facility management.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-10-22 |
| S63 | Uniform Securities Agent State Law Examination | 2015-04-11 |
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