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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-01-01 |
Branch Locations
145 Hookele St, Kahului, HI 96732 • United States
207 Piikea Ave, Kihei, HI 96753 • United States
355 Keawe St., Ste. 401, Lahaina, HI 96761 • United States
2061 Wells Street, Wailuku, HI 96793 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Pacific Investment Services | Kahului | HI | 03/2015 | Present |
| Lpl Financial Llc | Kahului | HI | 12/2014 | Present |
1. 09/21/2017 - Central Pacific Bank - DBA: Central Pacific Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - start date 11/16/2015 - 160 hours per month hours during securities trading. 2. 7/10/2018 - Highland Capital Brokerage and Mass Mutual - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date:06/20/2018 - 0 Hours Per Month/0 Hours During Trading. 3. 8/4/2021 - Central Pacific Bank - DBA: CP Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 8/3/2021 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-10-21 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-10 |
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