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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-25 |
| HI | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Kahului | HI | 09/2007 | Present |
| Morgan Stanley Smith Barney | Kahului | HI | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*71239 - M.H.L. II, LLC; Investment related: Yes; Makawao, Hawaii; Stock Holding Co; manager/member (proprietor, partner, officer, director, employee, trustee, agent); 12/2009; During business hours: 1; After business hours: 0; manager/member *606023- Historic Hawaii Foundation; Investment related: No; Honolulu, Hawaii; Art/Culture; Board Member, Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 09/2024; During business hours: 1; After business hours: 2; Administrative, Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-13 |
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