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Frodo Feng

Citizens Securities, Inc.

Boston, MA

Johnston, RI

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Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2023-05-16
  • RI RA
    APPROVED
    Since 2023-05-16

Branch Locations

580 Washington Street Ms: Ma799, Boston, MA 02111 • United States

1 Citizens Bank Way, Johnston, RI 02919 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 01/2019 01/2021
Hsbc Securities (Usa) Inc. New York NY 06/2021 03/2023
Citizens Securities, Inc. Boston MA 03/2023 Present
Unemployed New York NY 06/2013 01/2019
Unemployed New York NY 01/2021 06/2021
  • 01/2019 → 01/2021
    Jpmorgan Securities Llc
    New York, NY
  • 06/2021 → 03/2023
    Hsbc Securities (Usa) Inc.
    New York, NY
  • 03/2023 → Present
    Citizens Securities, Inc.
    Boston, MA
  • 06/2013 → 01/2019
    Unemployed
    New York, NY
  • 01/2021 → 06/2021
    Unemployed
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-15
S63 Uniform Securities Agent State Law Examination 2019-04-01
  • S66 Uniform Combined State Law Examination
    2023-05-15
  • S63 Uniform Securities Agent State Law Examination
    2019-04-01
Other Names
  • Frodo Feng
  • Frodo Feng
  • Shi Feng

View on SEC IAPD

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COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA
LONGWOOD MANAGEMENT LLC · BOSTON, MA
ADVENT INTERNATIONAL, L.P. · BOSTON, MA
NEW HERITAGE CAPITAL, LLC · BOSTON, MA
WUXI HEALTHCARE VENTURES MANAGEMENT US LLC · BOSTON, MA
NEWPATH MANAGEMENT, L.P. · BOSTON, MA

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