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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-10-10
  • GA RA
    APPROVED
    Since 2024-10-10

Branch Locations

303 Peachtree St, Ne Fl 31, Atlanta, GA 30308 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Alpharetta GA 11/2016 08/2021
Wells Fargo Bank Alpharetta GA 08/2013 11/2016
Wells Fargo Bank Atlanta GA 08/2021 08/2024
Truist Investment Services, Inc Atlanta GA 10/2024 Present
Truist Advisory Services, Inc Atlanta GA 10/2024 Present
  • 11/2016 → 08/2021
    Wells Fargo Bank
    Alpharetta, GA
  • 08/2013 → 11/2016
    Wells Fargo Bank
    Alpharetta, GA
  • 08/2021 → 08/2024
    Wells Fargo Bank
    Atlanta, GA
  • 10/2024 → Present
    Truist Investment Services, Inc
    Atlanta, GA
  • 10/2024 → Present
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-12
S63 Uniform Securities Agent State Law Examination 2015-04-10
  • S65 Uniform Investment Adviser Law Examination
    2015-11-12
  • S63 Uniform Securities Agent State Law Examination
    2015-04-10
Designations

View on SEC IAPD

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