Brian Masker

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 12/2019
  Citizens Securities, Inc
  Newark, NY
• 09/2015 → 12/2019
  Citizens Bank
  Newark, NY
• 12/2019 → 01/2023
  Esl Federal Credit Union
  Rochester, NY
• 12/2019 → Present
  Lpl Financial Llc
  Rochester, NY
• 02/2020 → Present
  Esl Investment Services, Llc
  Rochester, NY

Previous Registrations

• 2016-06-16 → 2019-12-03
  Citizens Securities, Inc.
  Newark, NY
  Albany, NY
  Albany, NY
  Webster, NY

Other Businesses

1) 2/12/2020- Investment products and services are offered through LPL Financial LLC using the DBA/trade name ESL INVESTMENT SERVICES, LLC/ At Reported Business Location(s) - Started 2/12/2020 / 100% 2) 01/24/2022 - ESL Investment Services, LLC - Investment Related - At Reported Business Location(s) - Non-Variable Insurance 3) 12/24/2025 - ESL Investment Services, LLC (limited purpose broker-dealer) - Financial Institution Duty - Business Development Supervisor & LPL Financial Planner / Registered Principal - Investment Related - At Reported Business Location(s) - Start Date 12/29/2025 - 32 hours per month/ during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-06-13
• S63 Uniform Securities Agent State Law Examination
  2015-10-14

Designations

• Certified Financial Planner