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Seth A Wensel

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY

El Segundo, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-31
CA RA APPROVED 2022-03-29
  • TX RA
    APPROVED_RES
    Since 2022-03-31
  • CA RA
    APPROVED
    Since 2022-03-29

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

2301 Rosecrans Ave, El Segundo, CA 90245 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Segundo CA 11/2021 Present
Citibank Manhattan Beach CA 07/2017 11/2021
Td Bank Alexandria VA 07/2015 06/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-26
  • S66 Uniform Combined State Law Examination
    2022-03-26
Other Names
  • Seth Aaron Wensel

View on SEC IAPD

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