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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-24
GA RA APPROVED 2019-06-20
  • TX RA
    APPROVED_RES
    Since 2023-01-24
  • GA RA
    APPROVED
    Since 2019-06-20

Branch Locations

2300 Windy Ridge Parkway Suite 150-S, Atlanta, GA 30339 • United States

Winder, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Financial Services Atlanta GA 05/2015 06/2019
Innovative Staffing Athens GA 07/2016 09/2019
Syrah Goldar Jefferson GA 02/2017 05/2022
Foresters Advisory Services Llc Atlanta GA 05/2018 06/2019
Cetera Investment Services Llc St Cloud MN 06/2019 Present
Cetera Investment Advisers Llc Atlanta GA 06/2019 Present
  • 05/2015 → 06/2019
    Foresters Financial Services
    Atlanta, GA
  • 07/2016 → 09/2019
    Innovative Staffing
    Athens, GA
  • 02/2017 → 05/2022
    Syrah Goldar
    Jefferson, GA
  • 05/2018 → 06/2019
    Foresters Advisory Services Llc
    Atlanta, GA
  • 06/2019 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 06/2019 → Present
    Atlanta, GA
Previous Registrations
  • 2018-05-15 → 2019-06-24
    Foresters Advisory Services, Llc
    Atlanta, GA
Other Businesses

1) MOMMY GUT FITNESS LLC, 50% OWNER, 2-3/HRS/WK 2) NEWMAN FINANCIAL SERVICES, DBA FOR CETERA BUSINESS 3) NEWMAN FINANCIAL SERVICES LLC, DBA FOR CETERA BUSINESS, 100% OWNER

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-03-31
S63 Uniform Securities Agent State Law Examination 2015-01-26
  • S65 Uniform Investment Adviser Law Examination
    2018-03-31
  • S63 Uniform Securities Agent State Law Examination
    2015-01-26
Other Names
  • Austin Newman

View on SEC IAPD

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