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Kevin Bachalis

Ubs Financial Services Inc.

Weehawken, NJ

New Jersey, NJ

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-04-10
  • NJ RA
    APPROVED
    Since 2025-04-10

Branch Locations

1200 Harbor Boulevard, Weehawken, NJ 07086 • UNITED STATES

1000 Harbor Boulevard, New Jersey, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 07/2017 06/2022
Unemployed Philadelphia PA 06/2017 07/2017
Pae North Falls Church VA 03/2016 05/2017
Hsbc Bank Usa, N.A. New York NY 06/2022 03/2025
Hsbc Securities (Usa) Inc. New York NY 08/2022 03/2025
Ubs Financial Services, Inc Weehawken NJ 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-06-26
  • S66 Uniform Combined State Law Examination
    2020-06-26
Other Names
  • Kevin Bachalis
  • Kevin Andrew Bachalis

View on SEC IAPD

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