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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2020-06-22 |
Branch Locations
17 S Main Street, Madisonville, KY 42431 • United States
Hopkinsville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bank | Hopkinsville | KY | 01/2013 | 09/2016 |
| U.S. Bancorp Investments, Inc. | Hopkinsville | KY | 12/2014 | 06/2020 |
| Ameriprise Financial Services Inc | Madisonville | KY | 06/2020 | 06/2020 |
| Ameriprise Financial Services, Llc | Madisonville | KY | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Madisonville | KY | 06/2020 | Present |
Business Ownership; ARLE Ventures, LLC; Owner; Manage Ameriprise Business; 17 S Main St, , Madisonville, KY, 42431; Investment-Related; 12/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; HABITAT FOR HUMANITY PENNYRILE REGION; Vice President; DAVIESS, , MADISONVILLE, KY, 42431; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 0 during trading hours / Madisonville Noon Kiwanis Club; Board member; 200 E Center St, , Madisonville, KY, 42431; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; ARLE Ventures, LLC; Owner; Manage advisory business; 17 S Main St, , Madisonville, KY, 42431; Investment-Related; 12/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 2015-02-23 |
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