Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2020-06-22
  • KY RA
    APPROVED
    Since 2020-06-22

Branch Locations

17 S Main Street, Madisonville, KY 42431 • United States

Hopkinsville, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bank Hopkinsville KY 01/2013 09/2016
U.S. Bancorp Investments, Inc. Hopkinsville KY 12/2014 06/2020
Ameriprise Financial Services Inc Madisonville KY 06/2020 06/2020
Ameriprise Financial Services, Llc Madisonville KY 03/2020 03/2020
Ameriprise Financial Services, Llc. Madisonville KY 06/2020 Present
Previous Registrations
  • 2016-12-05 → 2020-06-26
    Hopkinsville, KY
    Madisonville, KY
    Hopkinsville, KY
    Hanson, KY
    Hopkinsville, KY
    Hopkinsville, KY
    Madisonville, KY
    Hopkinsville, KY
    Dawson Springs, KY
Other Businesses

Business Ownership; ARLE Ventures, LLC; Owner; Manage Ameriprise Business; 17 S Main St, , Madisonville, KY, 42431; Investment-Related; 12/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours. Board of Directors; HABITAT FOR HUMANITY PENNYRILE REGION; Vice President; DAVIESS, , MADISONVILLE, KY, 42431; Not Investment-Related; 08/01/2017; 1 to 9 hours per month; 0 during trading hours / Madisonville Noon Kiwanis Club; Board member; 200 E Center St, , Madisonville, KY, 42431; Not Investment-Related; 10/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; ARLE Ventures, LLC; Owner; Manage advisory business; 17 S Main St, , Madisonville, KY, 42431; Investment-Related; 12/27/2023; 40 to 59 hours per month; 40 to 59 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-02
S63 Uniform Securities Agent State Law Examination 2015-02-23
  • S65 Uniform Investment Adviser Law Examination
    2016-12-02
  • S63 Uniform Securities Agent State Law Examination
    2015-02-23

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Madisonville, KY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor