Jeffrey Michael Nunes

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2014 → 08/2020
  Waddell & Reed, Inc
  Woodway, TX
• 03/2015 → 08/2020
  Various Insurance Carriers For W & R Insurance Agencies
  Woodway, TX
• 08/2016 → 08/2017
  Hewitt Chamber Of Commerce
  Hewitt, TX
• 09/2016 → 08/2020
  Sanjeev Kumar
  Southlake, TX
• 09/2017 → 08/2020
  Hewitt Chamber Of Commerce
  Hewitt, TX
• 01/2019 → 08/2020
  Jimmy Lee
  Woodway, TX
• 09/2020 → Present
  Lpl Financial, Llc
  Dallas, TX

Previous Registrations

• 2015-07-23 → 2020-09-10
  Waddell & Reed
  Colleyville, TX
  Edmond, OK
  Dallas, TX
  Arlington, TX
  Waco, TX
  Southlake, TX
  Woodway, TX

Other Businesses

1. 9/3/2021 - No Business Name - Investment Related - 415 40TH AVE EUGENE, OR 97405 - REAL ESTATE RENTAL - Started 2005 - 1 Hour Per Month. 2. 4/26/2021 - MAVERICK FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started Date: 6/1/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 3. 04/13/2023 - InVida Financial Network - Investment Related - 200 W Hwy 6, Suite 417, Waco, TX 76712 - Non-Variable Insurance - Independent Producer - Start Date 04/01/2023 - 4 Hours Per Month/ 4 Hours During Securities Trading 4. 07/03/2023 - Simplicity Buckhead - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Start Date 07/05/2023 - 4 Hours Per Month/ 2 Hours During Securities Trading 5. 04/12/2024 - Alpha Solutions Management, LLC - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Producer - Started: 4/11/2024 - 2 Hrs/Mo; 1 Hr During Trading. 6. 08/08/2024 - Wichita National Life Insurance Company - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 08/08/2024 - 1 Hour Per Month/ During Trading 7) 03/20/2025 - Rusty Bear Properties LLC - Investment Related - Real Estate Rental - Home Based - Start Date:01/01/2025 - 1 Hrs/Mth - 0 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2015-07-23

Other Names

• Jeff Nunes