Elizabeth Marie Engle

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-09-15
MN	RA	APPROVED	2019-03-26

TX RA
APPROVED_RES

Since 2023-09-15
MN RA
APPROVED

Since 2019-03-26

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Corcoran, MN • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Purshe Kaplan Sterling Investments	Albany	NY	12/2014	03/2018
Mcadam Llc	Chicago	IL	12/2014	03/2018
Fisher Investments	Plano	TX	04/2018	Present

12/2014 → 03/2018

Purshe Kaplan Sterling Investments

Albany, NY
12/2014 → 03/2018

Mcadam Llc

Chicago, IL
04/2018 → Present

Fisher Investments

Plano, TX

Previous Registrations

2015-01-26 → 2018-03-22

Mcadam Llc

Chicago, IL

Radnor, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-01-17

S66 Uniform Combined State Law Examination

2015-01-17

Other Names

Elizabeth Marie Guinn

View on SEC IAPD