Svetlana Aleksandrovna Kaploun

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-06-14

NJ RA
APPROVED

Since 2024-06-14

Branch Locations

Cape May, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
National Planning Corporation	Cape May	NJ	05/2015	11/2017
Securities America Inc.	Cape May	NJ	11/2017	06/2024
Securities America Advisors	Cape May	NJ	02/2023	06/2024
Osaic Wealth, Inc.	Cape May	NJ	06/2024	Present
Osaic Wealth, Inc.	Cape May	NJ	06/2024	Present

05/2015 → 11/2017

National Planning Corporation

Cape May, NJ
11/2017 → 06/2024

Securities America Inc.

Cape May, NJ
02/2023 → 06/2024

Securities America Advisors

Cape May, NJ
06/2024 → Present

Osaic Wealth, Inc.

Cape May, NJ
06/2024 → Present

Osaic Wealth, Inc.

Cape May, NJ

Previous Registrations

2023-05-09 → 2024-06-14

Securities America Advisors, Inc.

Cape May, NJ

Other Businesses

CARE FOR U PLUS POSITION: Home Health Aide NATURE: Taking care of elderly people. Helping them with day-to-day tasks like bathing and dressing. INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2015 ADDRESS: 800 Kings Hwy N, Ste. 507, Cherry Hill NJ 08034 DESCRIPTION: Personal care to clients such as bathing, dressing, toileting, grooming etc. Household duties such as laundry, shopping, meal preparation, cleaning.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-06-29

S66 Uniform Combined State Law Examination

2020-06-29

Other Names

Svetlana Kaploun

View on SEC IAPD