Svetlana Aleksandrovna Kaploun

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 11/2017
  National Planning Corporation
  Cape May, NJ
• 11/2017 → 06/2024
  Securities America Inc.
  Cape May, NJ
• 02/2023 → 06/2024
  Securities America Advisors
  Cape May, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cape May, NJ
• 06/2024 → Present
  Osaic Wealth, Inc.
  Cape May, NJ

Previous Registrations

• 2023-05-09 → 2024-06-14
  Securities America Advisors, Inc.
  Cape May, NJ

Other Businesses

CARE FOR U PLUS POSITION: Home Health Aide NATURE: Taking care of elderly people. Helping them with day-to-day tasks like bathing and dressing. INVESTMENT RELATED: No NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 0 START DATE: 06/15/2015 ADDRESS: 800 Kings Hwy N, Ste. 507, Cherry Hill NJ 08034 DESCRIPTION: Personal care to clients such as bathing, dressing, toileting, grooming etc. Household duties such as laundry, shopping, meal preparation, cleaning.

Exams

• S66 Uniform Combined State Law Examination
  2020-06-29

Other Names

• Svetlana Kaploun