Annette Bowman

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2024-04-30
UT	RA	APPROVED	2024-04-30

Branch Locations

60 E South Temple St, Salt Lake City, UT 84111 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
E*Trade Securities Llc	Sandy	UT	12/2014	10/2016
Salt City Cycle Cab	Salt Lake City	UT	11/2014	07/2018
E*Trade Securities Llc	Sandy	UT	10/2016	07/2018
E*Trade Securities Llc	Sandy	UT	07/2018	12/2023
Morgan Stanley	Sandy	UT	01/2023	12/2023
Morgan Stanley	Sandy	UT	09/2023	12/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Salt Lake City	UT	03/2024	Present
Western Governor's University	Salt Lake City	UT	07/2018	12/2021
Unemployed	Salt Lake City	UT	12/2023	03/2024

12/2014 → 10/2016

E*Trade Securities Llc

Sandy, UT
11/2014 → 07/2018

Salt City Cycle Cab

Salt Lake City, UT
10/2016 → 07/2018

E*Trade Securities Llc

Sandy, UT
07/2018 → 12/2023

E*Trade Securities Llc

Sandy, UT
01/2023 → 12/2023

Morgan Stanley

Sandy, UT
09/2023 → 12/2023

Morgan Stanley

Sandy, UT
03/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Salt Lake City, UT
07/2018 → 12/2021

Western Governor's University

Salt Lake City, UT
12/2023 → 03/2024

Unemployed

Salt Lake City, UT

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-29
S63	Uniform Securities Agent State Law Examination	2015-05-04