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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-03-18 |
| GA | RA | APPROVED | 2018-11-27 |
Branch Locations
5565 Glenridge Connector Suite 1900, Atlanta, GA 30342 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Alpharetta | GA | 11/2016 | 08/2018 |
| Unemployed | Atlanta | GA | 07/2016 | 10/2016 |
| Morgan Stanley | Atlanta | GA | 08/2018 | Present |
2. Golden Plum Kay LLC ; Investment Related ; Lifestyle Blog ; Owner ; Jun 2019 ; During business hours: 0 ; After business hours : 5 ; Writing, handling all business operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-23 |
| S63 | Uniform Securities Agent State Law Examination | 2016-12-28 |
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