Carlester T Crumpler

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2005 → Present
  Bank Of America, N.A.
  Atlanta, GA
• 05/2005 → 05/2019
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA
• 05/2019 → 09/2024
  Bofa Securities, Inc.
  Atlanta, GA
• 09/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Atlanta, GA

Other Businesses

I*468302, Entity Type: Entity Charitable Name of OBA: Pitt County Memorial Hospital, Incorporated Address: Greenville, NC 27834 Investment Related: No Position, Title, Association: Committee, Board Member Employee Start Date: 01/03/2022 No Hours: 8 No Hours during trading: 2 Duties: Not for Profit Hospital See general notes below.

Exams

• S66 Uniform Combined State Law Examination
  2024-10-10
• S63 Uniform Securities Agent State Law Examination
  2015-11-08