James Floyd Guy

Current Employers

Employment History

• 06/2011 → 01/2017
  Legend Equities Corporation
  Palm Beach Gardens, FL
• 01/2017 → Present
  Lincoln Investment
  Independence, OH
• 03/2024 → Present
  Capital Analysts, Llc
  Independence, OH

Previous Registrations

• 2011-06-29 → 2019-10-04
  Legend Advisory, Llc
  Independence, OH
  Palm Beach Gardens, FL
  Warren, OH

Other Businesses

Starbucks POSITION: Barista NATURE: Coffee INVESTMENT RELATED: No NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 0 START DATE: 5/1/2008 ADDRESS: 1923 Niles Cortland Rd, Warren, OH 44484 DESCRIPTION: Make drinks and overall customer service DIRECTION HOME OF EASTERN OHIO POSITION: Board Member/Treasurer NATURE: Non Profit dedicated to the interest of older persons INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2012 ADDRESS: 1030 N. Meridian Road, Youngstown OH 44509, United States DESCRIPTION: Vote on proposal for grant requests. Oversee operations of the organization and vote on decisions made in regards to the organization and the direction it is going. Added duty: to be a back up for check signing on Agency checks. RAIDER PRIDE PARK POSITION: We are raising money to build a park and statue in honor of the Students, faculty and staff of Warren Western Reserve High School. www.raiderpridepark.com I will have no access to any funds of the organization. NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2020 ADDRESS: 2510 Henn Hyde Rd NW, Warren OH 44481, USA DESCRIPTION: Board member/president DOOR DASH POSITION: Food delivery. NATURE: food delivery INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/23/2020 ADDRESS: 5330 Copeland Ave NW, Warren OH 44483, United States DESCRIPTION: Food Delivery. Will be done during the COVID issue. Once things loosen up I will discontinue. DEFEND WARREN POSITION: Owner/Podcast Host NATURE: Podcast and Merchandise INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 04/26/2021 ADDRESS: 231 Gypsy Ln, Youngstown OH 44504, USA DESCRIPTION: Podcast Host. It captures history of Warren from the eyes of its residents as well as business owners. The objective is to promote Warren Ohio in a positive light and give local business exposure from a different avenue. RAIDER PRIDE PARK POSITION: We are raising money to build a park and statue in honor of the Students, faculty and staff of Warren Western Reserve High School. www.raiderpridepark.com I will have no access to any funds of the organization. NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/13/2020 ADDRESS: 1170 Southern Blvd. NW, Warren OH 44485, United States DESCRIPTION: Board member/president W.D. PACKARD FOUNDATION POSITION: Board Member/Treasurer NATURE: Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2015 ADDRESS: 231 Gypsy Ln, Youngstown OH 44504, USA DESCRIPTION: Service projects for Packard Park. WARREN STRIDERS POSITION: Assistant Coach. NATURE: Track club and sports training club INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: PO Box 3440, Warren OH 44485, United States DESCRIPTION: I help coach kids 7-18 to build speed, strength, agility and coordination. Also coach specific events (i.e., shot put, discuss, 100 meter sprint etc.) JAMES GUY JR POSITION: Representative NATURE: Fixed Insurance and Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES HOURS: 10 START DATE: 03/22/2023 ADDR: 2 Summit Park Dr, Suite 210, Independence OH 44131, United States DESCRIPTION: Providing illustrations, providing insurance products and servicing insurance products to clients PODCAST STUDIO POS: Co-owner NATURE: studio INV. RELATED: No # OF HOURS: 10 SEC.HOURS: 10 START DATE: 04/05/2023 ADD: 231 Gypsy Lane, Youngstown OH 44504, USA DESCR.: We will be renting the studio for others to use and I'll be recording my own podcasts here

Exams

• S63 Uniform Securities Agent State Law Examination
  2012-11-13