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Philip A Kapler

Willow

Rogers, AR

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Current Employers
Willow

2860 West Walnut Street Suite 100, Rogers, AR 72756 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2023-06-29
  • AR RA
    APPROVED
    Since 2023-06-29

Branch Locations

2860 West Walnut Street Suite 100, Rogers, AR 72756 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Rogers AR 03/2015 06/2023
Thrivent Financial Appleton WI 07/2015 06/2023
Willow Financial Llc Rogers AR 06/2023 Present
  • 03/2015 → 06/2023
    Thrivent Investment Management Inc
    Rogers, AR
  • 07/2015 → 06/2023
    Thrivent Financial
    Appleton, WI
  • 06/2023 → Present
    Willow Financial Llc
    Rogers, AR
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-31
S63 Uniform Securities Agent State Law Examination 2015-04-20
  • S65 Uniform Investment Adviser Law Examination
    2018-05-31
  • S63 Uniform Securities Agent State Law Examination
    2015-04-20
Other Names
  • Philip Kapler

View on SEC IAPD

Other Firms

SOWELL MANAGEMENT
BANKERS LIFE ADVISORY SERVICES, INC.
CETERA INVESTMENT ADVISERS LLC
GUARDIAN FINANCIAL, INC.
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC
LPL FINANCIAL LLC
PRIVATE ADVISOR GROUP, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.

Other Investors

KIMBERLY DAWN SMITH
Sabrina Phillips Freeman
Garret Benson
BART PATRICK ALLARD
TONYA GAY FULCHER
TONY JEROME HANSMANN
MARK WESLEY CHAMBERS
Trey Alan Taylor

Other Offices

SOWELL MANAGEMENT · Rogers, AR
BANKERS LIFE ADVISORY SERVICES, INC. · Bentonville, AR
CETERA INVESTMENT ADVISERS LLC · ROGERS, AR
GUARDIAN FINANCIAL, INC. · BENTONVILLE, AR
THRASHER & CHAMBERS WEALTH MANAGEMENT, LLC · BENTONVILLE, AR
LPL FINANCIAL LLC · ROGERS, AR
PRIVATE ADVISOR GROUP, LLC · ROGERS, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · ROGERS, AR

More in Rogers, AR

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