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Nathan Trannel

Ubs Financial Services Inc.

Wayzata, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-15
IL RA APPROVED 2023-08-14
MN RA APPROVED 2023-08-14
NY RA APPROVED 2023-08-14
WI RA APPROVED 2021-02-26
NJ RA APPROVED 2017-09-25
  • FL RA
    APPROVED
    Since 2023-08-15
  • IL RA
    APPROVED
    Since 2023-08-14
  • MN RA
    APPROVED
    Since 2023-08-14
  • NY RA
    APPROVED
    Since 2023-08-14
  • WI RA
    APPROVED
    Since 2021-02-26
  • NJ RA
    APPROVED
    Since 2017-09-25

Branch Locations

681 East Lake Street Suite 354, Wayzata, MN 55391 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Madison WI 07/2015 06/2017
Mondays Madison WI 12/2014 07/2017
Ubs Financial Services Madison WI 08/2017 Present
  • 07/2015 → 06/2017
    Ameriprise Financial Services, Inc.
    Madison, WI
  • 12/2014 → 07/2017
    Mondays
    Madison, WI
  • 08/2017 → Present
    Ubs Financial Services
    Madison, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-25
  • S66 Uniform Combined State Law Examination
    2016-02-25
Designations
Other Names
  • Nathan Arthur Trannel

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Wayzata, MN
LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN

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