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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
2 Riverway Drive Suite 1400, Houston, TX 77056 • United States
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-07-08 |
Branch Locations
2 Riverway Ste 1400, Houston, TX 77056 • United States
Houston, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Houston | TX | 10/2023 | Present |
| Img Financial Group Inc | Houston | TX | 01/2015 | 08/2022 |
| Comerica Securities Inc | Houston | TX | 08/2022 | 10/2023 |
| Comerica Bank | Houston | TX | 10/2023 | Present |
| Fifth Third Securities | Houston | TX | 07/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-07-06 |
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