Charles Thomas Richmond

CRD 6428882

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Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-03-01

NY RA
APPROVED

Since 2021-03-01

Branch Locations

Coram, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cammack Larhette Brokerage, Inc.	New York	NY	09/2014	02/2021
Cammack Larhette Advisors, Llc	New York	NY	06/2020	02/2021
Capfinancial Partners Llc (Captrust)	Raleigh	NC	02/2021	Present
Capfinancial Securities Llc	Raleigh	NC	02/2021	Present

09/2014 → 02/2021

Cammack Larhette Brokerage, Inc.

New York, NY
06/2020 → 02/2021

Cammack Larhette Advisors, Llc

New York, NY
02/2021 → Present

Capfinancial Partners Llc (Captrust)

Raleigh, NC
02/2021 → Present

Capfinancial Securities Llc

Raleigh, NC

Previous Registrations

2020-07-10 → 2021-05-18

Cammack Retirement Group

New York, NY

Wellesley, MA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-23
S63	Uniform Securities Agent State Law Examination	2015-10-26

S65 Uniform Investment Adviser Law Examination

2020-06-23
S63 Uniform Securities Agent State Law Examination

2015-10-26

View on SEC IAPD

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