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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-28 |
| SC | RA | APPROVED | 2024-10-03 |
| IN | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Indianapolis | IN | 10/2006 | 03/2022 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 10/2006 | 03/2022 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 09/2020 | 03/2022 |
| Prudential Insurance Company Of America | Carmel | IN | 03/2022 | 09/2024 |
| Pruco Securities, Llc. | Carmel | IN | 03/2022 | 09/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
1) 12/04/2023-Catherine Grenci Family Trust-Act in a Fiduciary Capacity-Inv Related-At Carmel, IN-Start date 09/001/2008-5hrs/mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-11 |
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