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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-03-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bmo Harris Financial Advisors, Inc | Burlington | WI | 11/2014 | Present |
| Lpl Financial Llc | Burlington | WI | 03/2021 | Present |
1) 04/16/2021 - DBA for LPL Business (entity for LPL business) - BMO Investment Services - Investment Related - BURLINGTON, WI 2) 12/11/2024 - Real Estate Rental - Investment Related - Burlington, WI - Start Date 09/01/2024 - 1 hour per month/ 0 hours during trading 3) 03/25/2025 - None - Not Investment Related - Other - Consultant for LifeVantage - None - Start Date: 03/11/2025 1 Hrs/Mth - 0 Hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-22 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-21 |
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