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161 Washington Street, Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-01-01 |
Branch Locations
2679 W Main St Suite 243, Littleton, CO 80120 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life | Denver | CO | 04/2015 | 11/2020 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 12/2020 | 05/2022 |
| Northwestern Mutual Investment Services Llc | Denver | CO | 12/2020 | 05/2022 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2021 | 05/2022 |
| Penn Mutual Life Insurance Company | Horsham | PA | 05/2022 | Present |
| Hornor, Townsend & Kent, Llc | Horsham | PA | 05/2022 | Present |
1) TRAINING WITH ALTITUDE | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: OWNER | ADDRESS: 12397 CALFEE GULCH RD CONFER CO 80433 | START DATE: 5/4/2022 | NATURE OF ACTIVITY: SERVICE INDUSTRY | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: PERSONAL TRAINING PHYSICAL ACTIVITY COACHING 2) CONIFER LOBOS UNIFIED BOOSTERS | INVESTMENT RELATED: NO | DBA NAME: | POSITION HELD: BOARD OF DIRECTORS/VICE PRESIDENT | ADDRESS: P.O. BOX 1218 CONIFER, CO 80433 | START DATE: 5/4/2022 | NATURE OF ACTIVITY: CHARITY/RELIGIOUS/FOUNDATION | APPROX HRS PER MTH: LESS THAN 10 | APPROX TRADING HRS PER MTH: LESS THAN 10 | DESCRIPTION OF DUTIES: FUNDRAISING WITH OTHER BOARD MEMBERS PROMOTION LEADERSHIP ETC 3) INSURANCE & INVESTMENTS | INVESTMENT RELATED: YES | DBA NAME: EMPIRE WEALTH STRATEGIES | POSITION HELD: AGENT | ADDRESS: 2679 MAIN ST, SUITE 243 LITTLETON CO 80120 | START DATE: 5/4/2022 | NATURE OF ACTIVITY: MULTI-LINE INSURANCE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 41-100 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 4) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: ALTITUDE FINANCIAL PARTNERS | POSITION HELD: PARTNER/FOUNDER | ADDRESS: 2679 MAIN STREET STE 243 LITTLETON, CO 80120 | START DATE: 6/13/2022 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: 41-100 HRS | APPROX TRADING HRS PER MTH: 26-40 HRS | DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY 5) WOMEN IN INSURANCE AND FINANCIAL SERVICES POSITION: Board Member/ PresidentWIFS Denver Chapter Leadership NATURE: Network of Women in the insurance and financial services industry INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 5 START DATE: 07/15/2023 ADDRESS: 2679 W Main Street, Ste 243, LITTLETON CO 80120, United States DESCRIPTION: The Denver Chapter of WIFS (Women in Insurance and Financial Services) is a networking and collaboration group- as a board member I help plan events, connect other women to the group, attend and bring national events to the Denver members. I do write checks and collect funds in the WIFS bank account for us to have catered events, pay for member activities etc.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2018-03-06 |
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