Sonu Sam Varghese

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → 07/2019
  Convex Capital Management Llc
  Warrenville, IL
• 01/2011 → Present
  Harold Washington College
  Chicago, IL
• 07/2013 → 07/2019
  Convex Capital Management Llc
  Warrenville, IL
• 06/2019 → Present
  Cwm, Llc
  Omaha, NE
• 06/2019 → Present
  Carson Group Investing
  Omaha, NE

Previous Registrations

• 2016-01-26 → 2019-07-31
  Convex Capital Management Llc
  Warrenville, IL

Other Businesses

Mr. Varghese is currently engaged as an adjunct professor of mathematics at Harold Washington College, located at City Colleges of Chicago 226 W. Jackson Chicago, Illinois. His employment began in January 2011. Mr. Varghese spends approximately 20 hours per month for eight months out of the year to fulfill his duties at Harold Washington College. He is compensated $875 per credit hour and typically provides four to eight credit hours per year. Mr. Varghese's employment at Harold Washington College does not involve investment-related activities and his duties are fulfilled outside of trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-26

Other Names

• Sonu S. Varghese