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Christian Michael Scappin

First Trust Advisors LP

Lake Oswego, OR

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-01-01
TX RA APPROVED 2024-01-01
  • IL RA
    APPROVED
    Since 2024-01-01
  • TX RA
    APPROVED
    Since 2024-01-01

Branch Locations

Lake Oswego, OR • United States

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ing Financial Markets Llc New York NY 11/2014 02/2019
First Trust Portfolios L.P. Wheaton IL 09/2023 Present
First Trust Advisors L.P. Wheaton IL 09/2023 Present
United States Marine Corps Camp Lejeune NC 06/2019 07/2023
Unemployed New York NY 02/2019 06/2019
  • 11/2014 → 02/2019
    Ing Financial Markets Llc
    New York, NY
  • 09/2023 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 09/2023 → Present
    First Trust Advisors L.P.
    Wheaton, IL
  • 06/2019 → 07/2023
    United States Marine Corps
    Camp Lejeune, NC
  • 02/2019 → 06/2019
    Unemployed
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-27
S63 Uniform Securities Agent State Law Examination 2018-01-11
  • S65 Uniform Investment Adviser Law Examination
    2023-12-27
  • S63 Uniform Securities Agent State Law Examination
    2018-01-11
Other Names
  • Christian Michael Scappin
  • Christian Scappin

View on SEC IAPD

Other Firms

PANORAMIC CAPITAL PARTNERS LLC
NORTHMARQ FUND MANAGEMENT, LLC
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RBC CAPITAL MARKETS, LLC
CWM, LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PACIFIC RIDGE CAPITAL PARTNERS, LLC

Other Investors

Grace Buchanan
ANDREW GEORGE ROUNSAVELLE CARTER
LISA M CASELLI
Nicholas Jacob Hubert
Catherine A Groff
MARCUS CHRISTIAN PARKER
JEFFREY DAVID KANTOR
JUSTIN PATRICK LINDSEY

Other Offices

PANORAMIC CAPITAL PARTNERS LLC · LAKE OSWEGO, OR
NORTHMARQ FUND MANAGEMENT, LLC · LAKE OSWEGO, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR
RBC CAPITAL MARKETS, LLC · Lake Oswego, OR
CWM, LLC · Lake Oswego, OR
LPL FINANCIAL LLC · LAKE OSWEGO, OR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lake Oswego, OR
STEWARD PARTNERS INVESTMENT ADVISORY, LLC · LAKE OSWEGO, OR

More in Lake Oswego, OR

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