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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-08-29
RI RA APPROVED 2022-07-15
  • TX RA
    APPROVED_RES
    Since 2022-08-29
  • RI RA
    APPROVED
    Since 2022-07-15

Branch Locations

555 Elm St Ste 3, North Attleboro, MA 02760 • United States

Attleboro, MA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Albertos Norton MA 01/2015 Present
Ameriprise Financial Services, Inc. Foxboro MA 01/2015 03/2020
Ameriprise Financial Services, Llc Foxborough MA 03/2020 Present
  • 01/2015 → Present
    Albertos
    Norton, MA
  • 01/2015 → 03/2020
    Ameriprise Financial Services, Inc.
    Foxboro, MA
  • 03/2020 → Present
    Foxborough, MA
Other Businesses

Outside Employment; Eight Feet Wealth Advisors Inc.; Employee/Financial Advisor; Manage advisory business; 555 Elm St, , North Attleborough, MA, 02760; Investment-Related; 01/01/2024; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-01
S63 Uniform Securities Agent State Law Examination 2021-10-01
  • S66 Uniform Combined State Law Examination
    2022-07-01
  • S63 Uniform Securities Agent State Law Examination
    2021-10-01

View on SEC IAPD

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