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Baton Rouge, LA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2017-01-05 |
| TX | RA | APPROVED | 2017-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thompson Creek Wealth Advisors | Baton Rouge | LA | 08/2015 | Present |
Hexx Property Management, LLC; Manager; Non Investment Related; 1017 4th Street New Orleans LA 70130; Description: Rental property Management; Responsibilities: Oversight of entity, property management; Start date: 2017-10-12; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1. Hexx Holdings LLC; Manager/Member; Non Investment Related; 1017 4th Street New Orleans Louisiana 70130; Description: Family Holding Company; Responsibilities: Oversee entity and annual reporting/tax requirements; Start date: 2017-10-12; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. Hexx Energy Solutions, LLC; Manager; Non Investment Related; 13426 Sweet Surrender Court Houston Texas 77041; Description: Consulting Business; Responsibilities : Oversee Accounting/Bookkeeping and Tax; Start date: 2023-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. MMT Holdings LLC; Manager; Non Investment Related; 1017 4th Street New Orleans LA 70130; Description: Family Holding Company; Responsibilities: Oversee annual state filing requirements and tax filings; Start date: 2019-05-29; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. Frenchy Consulting LLC; Manager; Non Investment Related; 1017 4th Street New Orleans LA 70130; Description: Consulting for small businesses; Responsibilities: Annual state and tax filing requirements, consulting services to small businesses (non-investment related); Start date: 2020-12-11; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 10. Harper's Lament LLC; Manager/Member; Non Investment Related; 1050 Camelia Ave. Baton Rouge Louisiana 70806; Description: Holding company for performing arts/theatrical/entertainment productions; Responsibilities: Annual filings, entity management, tax filings; Start date: 2022-06-22; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1. Fundviews Capital, LLC; Partner; Investment Related; 3785 NW 82nd Ave Suite 304 Doral Florida 33166; Description: BACK OFFICE OPERATIONAL SUPPORT AND THE PROVISION OF THE FUNDVIEWS SERIES PLATFORM; Responsibilities: None, passive investor in the business ; Start date: 2021-04-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-12-03 |
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