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Current Employers
Thompson Creek Wealth Advisors

Baton Rouge, LA • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2017-01-05
TX RA APPROVED 2017-01-05
  • LA RA
    APPROVED
    Since 2017-01-05
  • TX RA
    APPROVED
    Since 2017-01-05

Branch Locations

Madisonville, LA • United States

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson Creek Wealth Advisors Baton Rouge LA 08/2015 Present
Other Businesses

Hexx Property Management, LLC; Manager; Non Investment Related; 1017 4th Street New Orleans LA 70130; Description: Rental property Management; Responsibilities: Oversight of entity, property management; Start date: 2017-10-12; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 1. Hexx Holdings LLC; Manager/Member; Non Investment Related; 1017 4th Street New Orleans Louisiana 70130; Description: Family Holding Company; Responsibilities: Oversee entity and annual reporting/tax requirements; Start date: 2017-10-12; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0. Hexx Energy Solutions, LLC; Manager; Non Investment Related; 13426 Sweet Surrender Court Houston Texas 77041; Description: Consulting Business; Responsibilities : Oversee Accounting/Bookkeeping and Tax; Start date: 2023-01-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. MMT Holdings LLC; Manager; Non Investment Related; 1017 4th Street New Orleans LA 70130; Description: Family Holding Company; Responsibilities: Oversee annual state filing requirements and tax filings; Start date: 2019-05-29; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0. Frenchy Consulting LLC; Manager; Non Investment Related; 1017 4th Street New Orleans LA 70130; Description: Consulting for small businesses; Responsibilities: Annual state and tax filing requirements, consulting services to small businesses (non-investment related); Start date: 2020-12-11; Hours per month devoted to business during trading hours: 4; Hours per month devoted to business outside trading hours: 6; Percentage of total yearly compensation expected to be derived from the business: 10. Harper's Lament LLC; Manager/Member; Non Investment Related; 1050 Camelia Ave. Baton Rouge Louisiana 70806; Description: Holding company for performing arts/theatrical/entertainment productions; Responsibilities: Annual filings, entity management, tax filings; Start date: 2022-06-22; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 1. Fundviews Capital, LLC; Partner; Investment Related; 3785 NW 82nd Ave Suite 304 Doral Florida 33166; Description: BACK OFFICE OPERATIONAL SUPPORT AND THE PROVISION OF THE FUNDVIEWS SERIES PLATFORM; Responsibilities: None, passive investor in the business ; Start date: 2021-04-01; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-03
  • S65 Uniform Investment Adviser Law Examination
    2016-12-03

View on SEC IAPD

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