Leslie Carroll Smith Ii

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2026-04-20
TX	RA	APPROVED	2026-04-16

TN RA
APPROVED

Since 2026-04-20
TX RA
APPROVED

Since 2026-04-16

Branch Locations

220 Town Center Parkway St204, Spring Hill, TN 37174 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Edward Jones	St.LOuis	MO	12/2014	04/2026
Lpl Financial Llc	Spring Hill	TN	04/2026	Present

12/2014 → 04/2026

Edward Jones

St.LOuis, MO
04/2026 → Present

Lpl Financial Llc

Spring Hill, TN

Previous Registrations

2015-04-16 → 2026-04-17

Edward Jones

Murfreesboro, TN

St Louis, MO

Spring Hill, TN

Spring Hill, TN

Spring Hill, TN

Other Businesses

1. 04/2026 - Smith Complete Wealth - DBA for LPL Business (entity for LPL business) - Investment related - Spring Hill TN 37174 - 120 Hrs/Mth - 8 Hrs During Trading - OBA Start date: 4/16/2026

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-02-20

S66 Uniform Combined State Law Examination

2015-02-20

Designations

Other Names

Leslie Carroll Smith
Leslie Carroll Smith
Les Carroll Smith

View on SEC IAPD