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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-03-16
SC RA APPROVED 2026-03-16
  • MI RA
    APPROVED
    Since 2026-03-16
  • SC RA
    APPROVED
    Since 2026-03-16

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Grand Rapids, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Realico Grand Rapids MI 12/2015 12/2019
Faa Oklahoma City OK 06/2017 09/2017
Regal Holdings, Llc Kentwood MI 12/2019 02/2026
Lpl Financial Llc Grand Rapids MI 03/2026 Present
  • 12/2015 → 12/2019
    Realico
    Grand Rapids, MI
  • 06/2017 → 09/2017
    Faa
    Oklahoma City, OK
  • 12/2019 → 02/2026
    Regal Holdings, Llc
    Kentwood, MI
  • 03/2026 → Present
    Grand Rapids, MI
Previous Registrations
Other Businesses

1) 03/2026 - Shipt - Outside/W-2 Employment - Non-Investment Related- Birmingham, AL - Start Date 2/2025 - 20hrs/mth - 0hrs/during trading 2) 03/2026 - Door Dash - Outside/W-2 Employment -Non-Investment Related - Grand Rapids, MI - Start Date 1/7/2026 - 10hrs/mth- 0hrs/during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-31
  • S66 Uniform Combined State Law Examination
    2024-05-31

View on SEC IAPD

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