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Jacqueline M Sheffer

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Saratoga Springs, NY

Murrells Inlet, SC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2024-05-23
NY RA APPROVED 2021-04-19
TX RA APPROVED 2012-01-04
CT RA APPROVED 2011-10-17
  • SC RA
    APPROVED
    Since 2024-05-23
  • NY RA
    APPROVED
    Since 2021-04-19
  • TX RA
    APPROVED
    Since 2012-01-04
  • CT RA
    APPROVED
    Since 2011-10-17

Branch Locations

18 Division St, Saratoga Springs, NY 12866 • United States

Murrells Inlet, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Latham NY 10/2004 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 07/2011 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-14
S63 Uniform Securities Agent State Law Examination 2004-09-24
  • S66 Uniform Combined State Law Examination
    2011-10-14
  • S63 Uniform Securities Agent State Law Examination
    2004-09-24
Other Names
  • Jackie Carey
  • Jacqueline M Carey

View on SEC IAPD

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Other Offices

SARATOGA INVESTMENT SOLUTIONS INC. · SARATOGA SPRINGS, NY
COMMONWEALTH FINANCIAL NETWORK · Saratoga Springs, NY
JANNEY MONTGOMERY SCOTT LLC · SARATOGA SPRINGS, NY
CONTINUUM WEALTH ADVISORS, LLC · SARATOGA SPRINGS, NY
STERLING MANOR FINANCIAL, LLC · SARATOGA SPRINGS, NY
NYE STREET PARTNERS LLC · SARATOGA SPRINGS, NY
LPL FINANCIAL LLC · SARATOGA SPRINGS, NY
STIFEL, NICOLAUS & COMPANY, INCORPORATED · SARATOGA SPRINGS, NY

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