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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-04-02
  • VA RA
    APPROVED
    Since 2020-04-02

Branch Locations

122 E Jackson St., Gate City, VA 24251 • United States

Gate City, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
James River Advisory, Inc. Forest VA 02/2016 04/2020
Cambridge Investment Research Fairfield IA 04/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2020 Present
Eastman Chemical Company Gate City VA 11/2017 Present
  • 02/2016 → 04/2020
    James River Advisory, Inc.
    Forest, VA
  • 04/2020 → Present
    Cambridge Investment Research
    Fairfield, IA
  • 04/2020 → Present
    Fairfield, IA
  • 11/2017 → Present
    Eastman Chemical Company
    Gate City, VA
Previous Registrations
  • 2016-04-20 → 2020-04-03
    James River Advisors
    Lynchburg, VA
    Gate City, VA
Other Businesses

1) EASTMAN CHEMICAL COMPANY, 200 S WILCDOXS DRIVE, KINGSPORT, TN, CHEMICAL INDUSTRY, PROJECT CONTROLS MANAGER, 11/06/17, NIR, 40/WK- 4/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 04/02/20 3) JAMES RIVER ADVISORS, 122 E Jackson St, Gate City VA 24251, United States, 01/28/2020, Life and Annuity License, Insurance/Benefits/Human Resources, NIR, 4 HR/MO - 1 HR/MO TRADING 4) BLACKBERRY FARMS, 208 Bramblewood Dr, Gate City VA 24251, United States, 08/13/2025, Owner, Small hobby farm, NIR, 5 HR/MO - 0 HR/MO TRADING 5) EPC GROUP LLC, 208 Bramblewood Dr, Gate City VA 24251, United States, 08/13/2025, Owner, Owner/Partner of a Business Entity, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-05-08
S66 Uniform Combined State Law Examination 2015-01-30
  • S63 Uniform Securities Agent State Law Examination
    2020-05-08
  • S66 Uniform Combined State Law Examination
    2015-01-30
Other Names
  • Edwin Paul Cox
  • Edwin Paul Cox

View on SEC IAPD

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