Best Investors Account Sign in

Ignacio R Ceniceros

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Gilroy, CA

CRD 6428242

Claim This Profile
Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-16
CA RA APPROVED 2022-03-14
  • TX RA
    APPROVED
    Since 2022-05-16
  • CA RA
    APPROVED
    Since 2022-03-14

Branch Locations

7111 Camino Arroyo, Gilroy, CA 95020 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc San Jose CA 12/2014 11/2021
Jp Morgan Chase Bank San Jose CA 09/2011 11/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Gilroy CA 12/2021 Present
Bank Of America N.A. Gilroy CA 12/2021 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-03-11
S63 Uniform Securities Agent State Law Examination 2015-02-12
  • S66 Uniform Combined State Law Examination
    2022-03-11
  • S63 Uniform Securities Agent State Law Examination
    2015-02-12
Other Names
  • Ignacio Ceniceros
  • Ignacio Reyes Ceniceros

View on SEC IAPD

More in Gilroy, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor