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Julie Hanson

United Capital Financial Advisors

Covington, WA

Seattle, WA

CRD 6428148

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Employer firm

United Capital Financial Advisors CRD 134600

$24.6B regulatory AUM 160 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
United Capital Financial Advisors

125 E John Carpenter Frwy Suite 1300, Irving, TX 75062 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-03-09
  • WA RA
    APPROVED
    Since 2021-03-09

Branch Locations

Covington, WA • United States

601 Union Street Ste 5301, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 12/2014 01/2019
Tiaa Seattle WA 01/2019 12/2020
Tiaa-Cref Individual & Institutional Services, Llc Seattle WA 01/2019 12/2020
United Capital Financial Advisors, Llc Irving TX 12/2020 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-11
  • S66 Uniform Combined State Law Examination
    2016-03-11
Other Names
  • Julie Marie Rose Dupuis
  • Julie Marie Rose Hanson

View on SEC IAPD

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