Gavin Joseph Gaines

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2017 → 12/2017
  Florida Southwestern State College
  Fort Myers, FL
• 01/2018 → 12/2018
  Transamerica Capital Inc.
  Denver, CO
• 10/2016 → 07/2017
  Unemployed
  Jupiter, FL
• 03/2019 → 03/2020
  Korman Realty Llc
  Boca Raton, FL
• 04/2020 → 08/2020
  Unemployed
  Palm Beach Gardens, FL
• 09/2020 → 04/2021
  Fidelity Brokerage Services Llc
  Jacksonville, FL
• 06/2016 → 09/2016
  Kanen Wealth Management
  Boca Raton, FL
• 04/2021 → 01/2025
  Kanen Wealth Management Llc
  Coconut Creek, FL
• 01/2025 → Present
  Lpl Financial Llc
  Delray Beach, FL

Previous Registrations

• 2015-02-24 → 2016-03-18
  Edward Jones
  Wellington, FL
  Jupiter, FL
  St Louis, MO
  Boynton Beach, FL

Other Businesses

1-1/2025 / Alpine Capital Group FL, Inc / DBA for LPL Business (entity for LPL business) / INV RLTD / AT LOC / 160 HRS MNTH / 8 HRS DURING TRADNG / START 01/15/2025

Exams

• S66 Uniform Combined State Law Examination
  2025-05-12