Nicholas Dimitriou

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → Present
  Cambridge Investment Research, Inc
  Fairfield, IA
• 02/2007 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2006-10-04 → 2007-02-21
  Chase Investment Services Corp.
  Chicago, IL
  Teaneck, NJ
• 2004-10-20 → 2006-04-24
  Banc Of America Investment Services, Inc.
  Bergenfield, NJ
  Bergenfield, NJ
• 2003-04-16 → 2004-10-20
  Quick & Reilly, Inc.
  Bergenfield, NJ
• 2002-06-07 → 2002-11-18
  Ubs Financial Services Inc.
  Paramus, NJ

Other Businesses

1. STND LLC, 12 RTE 17 N STE 204, PARAMUS, NJ, 4/2007 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 40 HR/MO - 40 HR/MO TRADING. 2. REAL ESTATE, OWNER, 54 EASTBROOK DR, RIVER EDGE, NJ, 3/2014 AS OWNER. NIR - 3 HR/MO - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 2/2007 AS ADVISORY REP OF A RIA. INV REL - 10 HR/WK - 2/TRADING. 4. JNS HOLDINGS LLC, 54 EASTBROOK DR, RIVER EDGE, NJ, 5/2016 AS PARTNER OF REAL ESTATE HOLDING COMPANY. NIR - 1 HR/WK - 0/TRADING. 5. SIGNATURE FINANCIAL GROUP, 12 Route 17 North Suite 204, Paramus NJ 07652, 04/01/2007, Agent, Insurance/Benefits/Human Resources, NIR, 20 HR/MO, 4 HR/MO TRADING. 6. ND FINANCIAL SERVICES LLC, 54 EASTBROOK DR, RIVER EDGE NJ 07661, United States, 10/28/2025, Owner, Accounting/Bookkeeping/Payroll Services, NIR, 1 HR/MO - 1 HR/MO TRADING 7. STND LLC DBA SIGNATURE FINANCIAL GROUP, 12 Route 17 North, Suite 204, Paramus NJ 07652, United States, 02/2026, Referrals, Referrals, NIR, 0 HR/MO - 0 HR/MO TRADING 8. SIGNATURE FINANCIAL GROUP, 12 Route 17 North, Suite 204, Paramus NJ 07652, 02/02/2007, INVESTMENT ADVISOR, DBA NAME, NIR, 60 HR/MO - 60 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-25
• S63 Uniform Securities Agent State Law Examination
  1999-01-04

Other Names

• Nick Dimitriou