Nicholas Alan Ruotolo

Current Employers

Employment History

• 07/2014 → Present
  Saint Mary'S College
  Moraga, CA
• 02/2016 → 09/2016
  Lincoln Financial Advisors Corporation
  San Ramon, CA
• 09/2016 → 01/2025
  Lincoln Financial Advisors Corporation
  San Ramon, CA
• 01/2025 → Present
  Osaic Wealth, Inc.
  San Ramon, CA

Previous Registrations

• 2018-06-12 → 2025-01-24
  Osaic Fa, Inc.
  San Ramon, CA

Other Businesses

1) NICHOLAS RUOTOLO LIVERMORE, CA 94551 CATEGORY: REAL ESTATE RENTAL INVESTMENT RELATED: NO TITLE: OWNER/LANDLORD DUTIES: OWNS AND MAINTAINS RENTAL PROPERTY AND COLLECTS RENT FROM TENANT(S). START DATE: 05/01/2019 HOURS PER MONTH: 1 HOURS PER MONTH DURING TRADING HOURS: 0. 2) NICHOLAS RUOTOLO 3000 EXECUTIVE PARKWAY, SUITE 400 SAN RAMON, CA 94583 CATEGORY: INSURANCE INVESTMENT RELATED: YES TITLE: AGENT DUTIES: OFFER AND SERVICE FIXED INSURANCE PRODUCTS INCLUDING ACCIDENT/HEALTH, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE, AND TRADITIONAL LIFE INSURANCE. START DATE: 05/01/2019 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10. 3) Modern Wealth Partners, 3000 Executive Pkwy, San Ramon, CA 94583 Category: Insurance Investment Related: Yes Title: Agent Duties: Offer and service fixed insurance products such as indexed annuities, disability, long-term care, and traditional life insurance. Start Date: 05/06/2021 Hours per Month: 1 Hours per Month during trading hours: 1 Update Form BR: Yes Website Address: mymodernwealthpartners.com 4) NICK RUOTOLO, INSURANCE POSITION: Agent NATURE: I intend to conduct non-variable insurance and non-variable annuity sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2019 ADDRESS: 6101 Bollinger Canyon Road, Suite 225, San Ramon CA 94583, United States DESCRIPTION: I intend to conduct non-variable insurance and non-variable annuity sales 5) MODERN WEALTH PARTNERS POSITION: Agent NATURE: New website and branding as part of the APG "Modern Wealth Partners". Affiliated with Osaic Wealth INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 05/06/2021 ADDRESS: 6101 Bollinger Canyon Road, Suite 225, San Ramon CA 94583, United States DESCRIPTION: Be an financial advisor and include the branding and name in my email signature and be on the website

Exams

• S66 Uniform Combined State Law Examination
  2018-06-11

Other Names

• Nick Alan Ruotolo