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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-11-06 |
| NJ | RA | APPROVED | 2017-03-25 |
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States
Marlton, NJ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massachusetts Mutual Life Insurance Company | Marlton | NJ | 07/2016 | Present |
| Mml Investors Services, Llc | Marlton | NJ | 03/2017 | Present |
NAME: CADENCE FINANCIAL MANAGEMENT, LLC INV REL: Y ADD: 10 LAKE CENTER EXECUTIVE PARK, 401 RT. 73 NORTH, SUITE 201, MARLTON, NJ 08053 NATURE: LLC FOR OUR DBA FOR BUSINESS EXPENSES AND PAYROLL POSITION: MEMBER START DATE: 01/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEMBER OF LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-25 |
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