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Adam L Johnstone

Mml Investors Services, LLC

Marlton, NJ

Marlton, NJ

CRD 6427853

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-11-06
NJ RA APPROVED 2017-03-25
PA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2018-11-06
  • NJ RA
    APPROVED
    Since 2017-03-25
  • PA RA
    APPROVED
    Since 2017-03-25

Branch Locations

10 Lake Center Executive Park 401 Route 73 North, Suite 201, Marlton, NJ 08053 • United States

Marlton, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massachusetts Mutual Life Insurance Company Marlton NJ 07/2016 Present
Mml Investors Services, Llc Marlton NJ 03/2017 Present
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Marlton, NJ
  • 03/2017 → Present
    Marlton, NJ
Previous Registrations
  • 2016-03-23 → 2017-12-31
    Newtown Square, PA
  • 2015-06-12 → 2017-03-25
    Msi Financial Services, Inc.
    Newtown Square, PA
    Marlton, NJ
Other Businesses

NAME: CADENCE FINANCIAL MANAGEMENT, LLC INV REL: Y ADD: 10 LAKE CENTER EXECUTIVE PARK, 401 RT. 73 NORTH, SUITE 201, MARLTON, NJ 08053 NATURE: LLC FOR OUR DBA FOR BUSINESS EXPENSES AND PAYROLL POSITION: MEMBER START DATE: 01/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MEMBER OF LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-25
  • S66 Uniform Combined State Law Examination
    2015-03-25
Designations
  • Certified Financial Planner
Other Names
  • Adam Johnstone
  • Adam Leigh Johnstone

View on SEC IAPD

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