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John Legband

Morgan Stanley

Morristown, NJ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2022-09-02
  • NJ RA
    APPROVED
    Since 2022-09-02

Branch Locations

340 Mount Kemble Avenue, Morristown, NJ 07960 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2016 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Short Hills NJ 07/2017 12/2018
Bank Of America, N.A. Westfield NJ 11/2017 12/2018
Jpmorgan Chase Bank, N.A. Bedminster NJ 12/2018 04/2020
Jp Morgan Chase Bank, N.A. Bedminster NJ 12/2018 04/2020
E*Trade Securities Llc Jersey City NJ 04/2020 09/2023
E*Trade Capital Management Llc Jersey City NJ 04/2020 09/2023
Morgan Stanley Jersey City NJ 08/2022 09/2023
Morgan Stanley Morristown NJ 09/2023 Present
  • 06/2016 → 07/2017
    Axa Advisors, Llc
    New York, NY
  • 07/2017 → 12/2018
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Short Hills, NJ
  • 11/2017 → 12/2018
    Bank Of America, N.A.
    Westfield, NJ
  • 12/2018 → 04/2020
    Jpmorgan Chase Bank, N.A.
    Bedminster, NJ
  • 12/2018 → 04/2020
    Jp Morgan Chase Bank, N.A.
    Bedminster, NJ
  • 04/2020 → 09/2023
    E*Trade Securities Llc
    Jersey City, NJ
  • 04/2020 → 09/2023
    E*Trade Capital Management Llc
    Jersey City, NJ
  • 08/2022 → 09/2023
    Morgan Stanley
    Jersey City, NJ
  • 09/2023 → Present
    Morgan Stanley
    Morristown, NJ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-01
S63 Uniform Securities Agent State Law Examination 2016-07-02
  • S66 Uniform Combined State Law Examination
    2017-09-01
  • S63 Uniform Securities Agent State Law Examination
    2016-07-02
Other Names
  • John Charles Legband
  • John Legband
  • John C Legband

View on SEC IAPD

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EDWARD JONES · MORRISTOWN, NJ
CIRCLE SQUARED ALTERNATIVE INVESTMENTS, LLC · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
KIELY CAPITAL MANAGEMENT, INC. · MORRISTOWN, NJ
LPL FINANCIAL LLC · MORRISTOWN, NJ
MML INVESTORS SERVICES, LLC · Morristown, NJ
EQUITABLE ADVISORS, LLC · MORRISTOWN, NJ
HIMCO, LLC · MORRISTOWN, NJ

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