Marcos A Lopez Perez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 01/2024
  Guardian Life Ins
  Needham, MA
• 04/2015 → 01/2024
  Park Avenue Securities
  Needham, MA
• 01/2024 → Present
  Lpl Financial, Llc
  Brookline, MA

Previous Registrations

• 2015-10-06 → 2024-01-31
  Park Avenue Securities Llc
  Needham, MA

Other Businesses

1-01/2024 / Marcos Lopez / Non-Variable Insurance / Investment Related / 8 hrs mnth / 2 hrs during trading 2-03/21/2024 / LONGWOOD WEALTH MANAGEMENT / Inv Related / At Reported Business Location(s) / DBA for LPL Business (entity for LPL business) / Started: 3/25/2024 / 40 hrs/Mo During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-10
• S63 Uniform Securities Agent State Law Examination
  2015-07-01

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Marcos Lopez