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Dominic Mark Alto

Hilltop Securities Asset Management, LLC

Dallas, TX

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Current Employers
Hilltop Securities Asset Management, Llc

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-28
TX RA APPROVED 2026-05-14
  • FL RA
    APPROVED
    Since 2026-08-28
  • TX RA
    APPROVED
    Since 2026-05-14

Branch Locations

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kbs Capital Markets Group Newport Beach CA 05/2016 11/2016
Thornburg Investment Management Inc Santa Fe NM 12/2017 06/2025
Unemployed Sarasota FL 11/2016 05/2017
Pulte Group Sarasota FL 05/2017 12/2017
Hilltop Securities Asset Management, Llc Dallas TX 05/2026 Present
Hilltop Securities Inc. Dallas TX 05/2026 Present
Unemployed Dallas TX 06/2025 05/2026
  • 05/2016 → 11/2016
    Kbs Capital Markets Group
    Newport Beach, CA
  • 12/2017 → 06/2025
    Thornburg Investment Management Inc
    Santa Fe, NM
  • 11/2016 → 05/2017
    Unemployed
    Sarasota, FL
  • 05/2017 → 12/2017
    Pulte Group
    Sarasota, FL
  • 05/2026 → Present
    Hilltop Securities Asset Management, Llc
    Dallas, TX
  • 05/2026 → Present
    Hilltop Securities Inc.
    Dallas, TX
  • 06/2025 → 05/2026
    Unemployed
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-19
  • S66 Uniform Combined State Law Examination
    2005-01-19
Other Names
  • Dominic Alto

View on SEC IAPD

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